As the Founder and President of Capital Street Financial Services, Inc., Daniel Rickett is responsible for leading and overseeing the company. He has been previously recognized as a "Five Star Wealth Manager" featured in Minneapolis/St Paul Magazine. The Five Star Award goes to wealth managers rated highest in various criteria.*
As an accomplished public speaker, Daniel has extensive experience with private and public employees regarding their retirement plans.
Daniel graduated in 1988 with a Bachelor of Arts Degree in Economics/Management from Hamline University of St. Paul, Minnesota. He has over 22 years of experience working in the insurance and investment industries focusing on public employer pension plans, wealth preservation, and financial planning for families, individuals, and business owners.
He currently holds numerous registrations in the securities field, including series SIE, 7, 24, and 65 registrations, as well as his Life, Accident, and Health Insurance license. Daniel is currently an Investment Adviser Representative with Cetera Advisors Networks.
Daniel currently resides in Minnetonka, Minnesota, with his wife Paula and their three children. In his free time, he enjoys fishing, spending time with his family at their cabin in Wisconsin, and fly-fishing in his home state of Montana.
*The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria -required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively registered as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not: A. Been subject to a regulatory action that resulted in a registration being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria -considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth managers. Award does not evaluate quality of services provided to clients. Working with a Five Star Wealth Manager does not ensure that a client or prospective client will experience a higher level of performance or results. The inclusion of a wealth manager on the Five Star Wealth Manager Award list should not be construed as an endorsement of the wealth manager by any client nor are they representative of any one client's evaluation. The Five Star Award is not indicative of the wealth manager's future performance. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star Award and the research/selection methodology, go to fivestarprofessional.com. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client.
Investment adviser representative and registered representative (CA insurance license #0J07588) offering securities and advisory services through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA insurance license # 0644976), member FINRA/SIPC, a broker-dealer and registered investment adviser. Cetera is under separate ownership from any other named entity.